The Department conducts the following activities:
1. Licensing of TASE members:
· Applications for TASE membership (licensing).
· Members’ applications to engage in new activities.
· Receiving and disseminating reports on appointments to senior positions of TASE member companies.
2. Surveillance of TASE members:
· The Department’s surveillance of banks focuses on subjects related to proper and fair trading, and the fairness of the banks’ dealings with their customers, as relevant to securities transactions on the TASE.
· The Department’s surveillance of brokerage firms – in addition to subjects related to proper and fair trading, also focuses on the companies’ stability, i.e. equity requirements, limits on credit members may grant their customers, etc.